Compliance Coordinator - FT42372
Position Type
Perm
Industry
Banking
Number of Positions
1
Start Date
ASAP
Salary
120,000
Location
Chicago, IL
United States
Travel Percent
N/A
Relocation Assistance
N/A
Job Description
Compliance Coordinator will liaise with departments and trading desks across the firm to administer compliance-related processes. This person will also provide general administrative support to the Compliance team and to the Legal team as needed.
Responsibilities: •Maintain exchange memberships and registrations
•Assist with trading desk requests
•Assist with opening trading accounts
•Liaise with exchanges and clearing firms as needed
•Maintain various department databases and files
•Obtain signatures for legal documents as needed
•Provide general administrative support to the Compliance team; provide backup administration support to the Legal team as needed
Requirements: •2+ years of administrative support experience
•Experience working in the financial markets industry and/or legal industry preferred
•Must have high level of proficiency in MS Outlook, Word, Excel and SharePoint
•Ability to effectively communicate at all levels within the organization
•Must have excellent written and verbal communication skills
•Must have proven organizational skills and the ability to manage multiple tasks and projects
•Must have strong detail orientation and follow-through
•Must have proven ability to handle confidential information in a professional and discreet manner
Position Type
Perm
Industry
Banking
Number of Positions
1
Start Date
ASAP
Salary
120,000
Location
Chicago, IL
United States
Travel Percent
N/A
Relocation Assistance
N/A
Job Description
Compliance Coordinator will liaise with departments and trading desks across the firm to administer compliance-related processes. This person will also provide general administrative support to the Compliance team and to the Legal team as needed.
Responsibilities: •Maintain exchange memberships and registrations
•Assist with trading desk requests
•Assist with opening trading accounts
•Liaise with exchanges and clearing firms as needed
•Maintain various department databases and files
•Obtain signatures for legal documents as needed
•Provide general administrative support to the Compliance team; provide backup administration support to the Legal team as needed
Requirements: •2+ years of administrative support experience
•Experience working in the financial markets industry and/or legal industry preferred
•Must have high level of proficiency in MS Outlook, Word, Excel and SharePoint
•Ability to effectively communicate at all levels within the organization
•Must have excellent written and verbal communication skills
•Must have proven organizational skills and the ability to manage multiple tasks and projects
•Must have strong detail orientation and follow-through
•Must have proven ability to handle confidential information in a professional and discreet manner